ALLGEN FINANCIAL ADVISORS, INC.

RIASEC RegisteredEst. 2014
Total AUM
$475M
Discretionary
$475M
100% of AUM
Avg account
$186K
Accounts
2,557
Employees
17
Advisory reps
12

Firm details

Headquarters
ORLANDO, Florida
CRD number
126877
Registered since
July 15, 2014
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI54.77%
  • Individuals39.06%
  • Corporations / Businesses4.65%
  • Charitable Organizations1.51%
Services
Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Allgen Financial Advisors, Inc. is an independent registered investment adviser established in 2014 and operated as a corporation with individual ownership. The firm serves both individual and family clients as well as institutional relationships. Its advisory work centers on financial planning, portfolio management for individuals and small businesses, and client education through seminars and workshops. Allgen also operates as an insurance broker and charges clients using a mix of percentage-of-assets, hourly, and fixed-fee arrangements. Allgen is not positioned as a capital allocator or multi-state adviser, and it does not identify as an active ESG investor. The firm appears to rely on third-party managers for nontraditional exposures rather than running its own alternative strategies.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 94%, Public Funds/Mutual Funds 3%, US Government Bonds 1%, State & Local Bonds 1%, Cash & Cash Equivalents 1%94%
  • Exchange Traded Equities94%
  • Public Funds/Mutual Funds3%
  • US Government Bonds1%
  • State & Local Bonds1%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • PAUL ROLDAN

    CEO & Co-FounderCRD 2682260

Contacts

3 of 11
  • ANA FERNANDEZ

    Financial AdvisorCRD 3190191

  • ROBERT CORTES

    Financial AdvisorCRD 5633547

  • Karen Vergara

    Financial AdvisorCRD 6973361

Unlock 8 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 26

Active vs passive

$436M in ETFs

Passive

89%

$386M

Active

12%

$50.1M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI)VanguardPassiveLarge Blend$90.3M269,23620.71%

Location

Primary office

ORLANDO, FL

ORANGE

Location

ORLANDO, FL

Headquartered in ORLANDO, FL, anchoring the Orlando-Lakeland-Deltona, FL metro in the South.

Metro area
Orlando-Lakeland-Deltona, FL
Region
South
County
ORANGE
Address
100 W Lucerne Cir
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth