ALDEBARAN FINANCIAL INC

RIASEC RegisteredEst. 1987

Total AUM

$223M

Discretionary

$223M

100% of AUM

Avg account

$312K

Accounts

713

Employees

Advisory reps

Firm details

Headquarters: KINGSPORT, Tennessee
CRD number: 105741
Registered since: December 4, 1987
Website: afiadvisors.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI62.1%
Individuals28.89%
Charitable Organizations9.01%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Aldebaran Financial Inc. is an independent registered investment adviser operating as a corporation and owned by an individual. The firm serves both individual and family clients as well as institutional clients, and its advisory menu includes financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, and educational seminars. The firm's SEC registration dates back to 1987. The ADV lists a business activity of “law firm,” indicating either an affiliation with legal services or that the entity also conducts law-related activities alongside investment advice. Aldebaran charges clients using a mix of fee models — percentage of assets under management, hourly fees and fixed fees — which supports working with a range of client needs from one-off planning to ongoing discretionary management. The firm does not identify as an active ESG investor and is not registered as a multi-state adviser.