ALAN BILLER AND ASSOCIATES

RIASEC RegisteredEst. 1995
Total AUM
$65.1B
Discretionary
$65.1B
100% of AUM
Avg account
$1.3B
Accounts
52
Employees
51
Advisory reps
7

Firm details

Headquarters
MENLO PARK, California
CRD number
105283
Registered since
February 8, 1995
Custodians
THE BANK OF NEW YORK MELLON INSTITUTIONAL BANK
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • Pension & Profit Sharing Plans87.28%
  • Other12.71%
  • Charitable Organizations0.01%
Services
Pension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Alan Biller And Associates is a privately owned corporate RIA that has been SEC-registered since 1995 and operates as a capital allocator for institutional clients. The firm provides advisory services that emphasize pension consulting and the selection of external managers. Its billing appears flexible, using asset-based fees alongside hourly and fixed-fee arrangements and other charge structures. The firm does not identify as an active ESG investor. Investment activity centers on outsourcing to third-party managers and placing capital into private funds. That positioning, combined with its advisory focus on pension-related work and manager selection, suggests the firm acts more as an allocator and consultant to institutions rather than as a pure in-house portfolio manager.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Private Funds 65%, Public Funds/Mutual Funds 29%, Investment Grade Corp Bonds 3%, Exchange Traded Equities 1%, US Government Bonds 1%, Cash & Cash Equivalents 1%65%
  • Private Funds65%
  • Public Funds/Mutual Funds29%
  • Investment Grade Corp Bonds3%
  • Exchange Traded Equities1%
  • US Government Bonds1%

Owners & executives

3 of 4
  • JENNIFER NEWELL

    Chief Executive OfficerCRD 1555213

  • RALPH GOLDSTICKER

    Chief Investment OfficerCRD 1281043

  • SIMON LIM

    Principal And Chief Compliance OfficerCRD 2655255

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Contacts

3 of 3
  • ASAD ALI

    PresidentCRD 4673590

  • NANCY MELTON

    Vice ChairCRD 1246671

  • ALAN BILLER

    Founder and ChairmanCRD 1217836

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

MENLO PARK, CA

SAN MATEO

Location

MENLO PARK, CA

Headquartered in MENLO PARK, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SAN MATEO
Address
535 Middlefield Rd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth