AJ ADVISORS

RIASEC RegisteredEst. 2022
Total AUM
$394M
Discretionary
$394M
100% of AUM
Avg account
$266K
Accounts
1,483
Employees
5
Advisory reps
3

Firm details

Headquarters
NASHVILLE, Tennessee
CRD number
321606
Registered since
May 27, 2022
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI81.89%
  • Individuals17.65%
  • Pension & Profit Sharing Plans0.43%
  • Charitable Organizations0.03%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

AJ Advisors is an independent registered investment adviser organized as an LLC and first registered with the SEC in 2022. The firm serves individual and family clients and bills through a mix of asset-based fees, hourly charges and fixed-fee engagements. Its stated advisory capabilities include financial planning, portfolio management for individuals and small businesses, and pension consulting services. AJ Advisors is structured as an owner-operated practice (individual owner) rather than a capital allocator or multi-state adviser, and it does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 89%, Cash & Cash Equivalents 6%, Exchange Traded Equities 4%, Investment Grade Corp Bonds 1%89%
  • Public Funds/Mutual Funds89%
  • Cash & Cash Equivalents6%
  • Exchange Traded Equities4%
  • Investment Grade Corp Bonds1%

Contacts

3 of 3
  • Elijah Culley

    Associate Financial AdvisorCRD 8010820

  • GEORGE QUINN

    PartnerCRD 5700466

  • JOHN STAUFFER

    PartnerCRD 5114261

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 21

Active vs passive

$273M in ETFs

Passive

91%

$249M

Active

9%

$24.6M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$65.1M108,89823.82%

Location

Primary office

NASHVILLE, TN

DAVIDSON

Location

NASHVILLE, TN

Headquartered in NASHVILLE, TN, anchoring the Nashville-Davidson--Murfreesboro, TN metro in the South.

Metro area
Nashville-Davidson--Murfreesboro, TN
Region
South
County
DAVIDSON
Address
2726 Larmon Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth