AIX VENTURES LLC

Exempt Reporting AdvisorFINRA MemberEst. 2022
Total AUM
Accounts
0
Advisory reps
2
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
SAN FRANCISCO, California
CRD number
322702
Registered since
August 29, 2022

Firm profile

FINTRX

Overview

AIX Ventures LLC is an owner-managed limited liability company that operates primarily as a sponsor and general partner of pooled investment vehicles. Registered with the SEC in 2022, the firm is classified as Unclassified and is not identified as an active ESG investor, pension consultant, or multi-state adviser. Its public profile indicates the firm’s principal activity is running pooled venture vehicles rather than acting as a traditional wealth manager or capital allocator for retail advisory clients. As sponsor and managing member, AIX Ventures’s activity centers on forming and operating venture capital funds, taking on GP responsibilities such as fund governance, portfolio company selection, and ongoing management of fund investments. The firm does not report a standard advisory client base or retail account book; instead its economic and operational focus is on the lifecycle management of its private funds and the relationships with limited partners.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • RICHARD SOCHER

    Co-FounderCRD 7622474

  • SHAUN JOHNSON

    Co-Founder & General PartnerCRD 7622475

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

SAN FRANCISCO, CA

SAN FRANCISCO

Location

SAN FRANCISCO, CA

Headquartered in SAN FRANCISCO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SAN FRANCISCO
Address
334 Brannan St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth