AIS PLANNING

RIASEC RegisteredEst. 2025
Total AUM
$591M
Discretionary
$586M
99% of AUM
Avg account
$414K
Accounts
1,427
Employees
13
Advisory reps
10

Firm details

Headquarters
SAINT CLOUD, Minnesota
CRD number
148821
Registered since
June 13, 2025
Custodians
SEI INVESTMENTS DISTRIBUTION CO.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI67.8%
  • Individuals15.73%
  • Other7.14%
  • Pension & Profit Sharing Plans4.88%
  • Charitable Organizations3.73%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

AIS Planning is an independent registered investment adviser organized as an LLC and owned by an individual. The firm serves both individual and family clients as well as institutional relationships, offering financial planning, portfolio management for individuals and small businesses, advisory services to businesses or institutions, pension consulting, and selection-of-other-advisers services. It also operates as an insurance broker and charges fees by percentage of AUM, hourly rates, and fixed fees. AIS Planning indicates active interest in ESG investing.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 78%, Exchange Traded Equities 9%, Cash & Cash Equivalents 8%, State & Local Bonds 2%, Non-Exchange Traded Equities 1%, US Government Bonds 1%78%
  • Public Funds/Mutual Funds78%
  • Exchange Traded Equities9%
  • Cash & Cash Equivalents8%
  • State & Local Bonds2%
  • Non-Exchange Traded Equities1%

Owners & executives

1 of 1
  • CATHY JUILFS

    CEO & PresidentCRD 2913092

Contacts

3 of 9
  • JASON HALLONQUIST

    Senior AdvisorCRD 2241054

  • Nathan Goebel

    AdvisorCRD 6456965

  • SYDNEY MEYER

    Client Service AssociateCRD 6511010

Unlock 6 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 58

Active vs passive

$154M in ETFs

Passive

21%

$31.8M

Active

79%

$122M

ETFProviderStyleCategoryValueShares% of portfolio
AVANTIS US EQUITY ETF (AVUS)AvantisActiveLarge Blend$57.4M516,53737.23%

Location

Primary office

SAINT CLOUD, MN

STEARNS

Location

SAINT CLOUD, MN

Headquartered in SAINT CLOUD, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
STEARNS
Address
622 Roosevelt Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth