AIS FINANCIAL

Overview

AIS Financial is an independent, owner-operated registered investment adviser that focuses on individual and family clients. The firm’s advisory mix centers on financial planning and discretionary portfolio management for individuals and small businesses, supplemented by pension consulting and client education through seminars and workshops. Fee arrangements include asset-based fees, hourly charges and fixed-fee engagements, which allows flexibility for both ongoing wealth management relationships and one-off planning projects. Investment preference at AIS Financial tilts clearly toward equities: exchange-traded equities represent the dominant allocation in the firm’s portfolios. The firm does work with third-party managers for alternative exposures, directing client capital into venture capital, private placements and real estate when appropriate. AIS Financial does not identify as an ESG-focused manager, it is not a multi-state adviser, and it does not operate as a separate capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices