AIS Asset Management

RIASEC Registered
Total AUM
$8.1M
Discretionary
$8.1M
100% of AUM
Avg account
$135K
Accounts
60
Employees
2
Advisory reps
2

Firm details

Headquarters
,
CRD number
312562
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • Individuals61.26%
  • HNWI38.74%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

AIS Asset Management is a small, privately owned limited liability company that provides portfolio management for individuals and small businesses. The firm charges fees as a percentage of assets under management and focuses primarily on public funds and mutual funds as the core investment vehicle. AIS is not positioned as an ESG investor and does not appear to operate as a multi-state adviser or a pension consultant. Its client mix is individual and family households rather than institutional mandates. Investment activity is concentrated and conservative in approach: public mutual funds represent the dominant allocation, suggesting the firm favors diversified, liquid pooled vehicles for core exposure. Alternative investments are used, but they are secondary to mutual funds and public vehicles. Given the modest scale of assets, the firm’s portfolio construction likely emphasizes cost control, income generation and capital preservation for smaller household accounts.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 71%, Exchange Traded Equities 14%, Cash & Cash Equivalents 9%, State & Local Bonds 6%71%
  • Public Funds/Mutual Funds71%
  • Exchange Traded Equities14%
  • Cash & Cash Equivalents9%
  • State & Local Bonds6%

Owners & executives

1 of 1
  • Samuel Hwang

    Samuel Hwang

    Managing Member And Chief Compliance OfficerCRD 6196921

Contacts

1 of 1
  • Suzanne Muniz

    Suzanne Muniz

    Financial AdvisorCRD 5492419

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth