AIS Asset Management
Firm details
- Headquarters
- ,
- CRD number
- 312562
- Website
- aiswealth.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Individuals61.26%
- HNWI38.74%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
AIS Asset Management is a small, privately owned limited liability company that provides portfolio management for individuals and small businesses. The firm charges fees as a percentage of assets under management and focuses primarily on public funds and mutual funds as the core investment vehicle. AIS is not positioned as an ESG investor and does not appear to operate as a multi-state adviser or a pension consultant. Its client mix is individual and family households rather than institutional mandates. Investment activity is concentrated and conservative in approach: public mutual funds represent the dominant allocation, suggesting the firm favors diversified, liquid pooled vehicles for core exposure. Alternative investments are used, but they are secondary to mutual funds and public vehicles. Given the modest scale of assets, the firm’s portfolio construction likely emphasizes cost control, income generation and capital preservation for smaller household accounts.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds71%
- Exchange Traded Equities14%
- Cash & Cash Equivalents9%
- State & Local Bonds6%
Owners & executives
1 of 1
Samuel Hwang
Managing Member And Chief Compliance OfficerCRD 6196921
Contacts
1 of 1
Suzanne Muniz
Financial AdvisorCRD 5492419
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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