AGTB FUND MANAGER, LLC

RIASEC RegisteredEst. 2022
Total AUM
$4.5B
Discretionary
$4.5B
100% of AUM
Avg account
$4.5B
Accounts
1
Employees
239
Advisory reps
4

Firm details

Headquarters
New York, New York
CRD number
318665
Registered since
February 25, 2022
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Business Development Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Agtb Fund Manager, LLC is a Delaware-style limited liability company that acts as an SEC-registered adviser focused on institutional mandates. The firm is set up to provide portfolio management for investment companies and charges a mix of asset-based and performance-related fees, a structure common for private fund managers and delegated fund operators. It is not positioned as a multi-state retail adviser or a pension consultant, and it identifies as a related adviser within a broader sponsor/manager group. The firm holds multiple industry roles beyond traditional advisory work: it is connected to broker-dealer activity, other investment adviser entities, commodity pool/operator or commodity trading advisor activity, real estate brokerage, and acts as sponsor, general partner or managing member of pooled investment vehicles. Those affiliations indicate the firm runs and oversees private investment vehicles and provides operational sponsor/GP services to those vehicles rather than simply providing standalone advisory mandates. Agtb Fund Manager, LLC does not flag itself as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Kristin Swon

    Chief Compliance OfficerCRD 7023673

  • TERRENCE WALTERS

    Chief Financial OfficerCRD 5346626

Contacts

2 of 2
  • Jenny Neslin

    General CounselCRD 7495094

  • TREVOR CLARK

    Managing PartnerCRD 2126542

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
245 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth