AGF INVESTMENTS

RIASEC RegisteredEst. 2010
Total AUM
$4.9B
Discretionary
$2.8B
56% of AUM
Avg account
$328M
Accounts
15
Employees
33
Advisory reps
8

Firm details

Headquarters
BOSTON, Massachusetts
CRD number
153781
Registered since
July 29, 2010
Fee structure
Percentage of AUM
Client types
  • Pooled Investment Vehicles92.1%
  • Investment Companies7.41%
  • Corporations / Businesses0.3%
  • Other0.19%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

AGF Investments operates as a limited liability company that has been SEC‑registered since 2010. The firm serves institutional clients and is compensated on a percentage‑of‑AUM basis. Its advisory remit centers on discretionary portfolio management for investment companies, pooled investment vehicles, and business or institutional clients. Ownership is listed as a mix of foreign entity and individual. AGF is not positioned as a capital allocator and does not identify as an active ESG investor; it also reports affiliations consistent with other registered investment advisers and commodity pool/CTA activity.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 97%, Cash & Cash Equivalents 3%97%
  • Exchange Traded Equities97%
  • Cash & Cash Equivalents3%

Owners & executives

2 of 2
  • MARK ADAMS

    Chief Legal Officer, Corporate SecretaryCRD 6561865

  • WILLIAM DEROCHE

    Chief Investment OfficerCRD 2557975

Contacts

3 of 6
  • HEATHER JUSTASON

    Compliance OfficerCRD 3191531

  • JUDITH GOLDRING

    Head of Global DistributionCRD 5178293

  • CHARLES JACKSON

    CRD 8195788

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 66

Active vs passive

$2.1B in ETFs

Passive

100%

$2.1B

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
THE TECHNOLOGY SELECT SECTOR SPDR FUND (XLK)State StreetPassiveTechnology$140M1,182,4036.56%

Location

Primary office

BOSTON, MA

SUFFOLK

Location

BOSTON, MA

Headquartered in BOSTON, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
SUFFOLK
Address
99 High St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth