AFT, FORSYTH & SOBER, LLC

RIASEC RegisteredEst. 2012

Total AUM

$368M

Discretionary

$39.6M

11% of AUM

Avg account

$14.2M

Accounts

26

Employees

2

Advisory reps

3

Firm details

Headquarters: VALRICO, Florida
CRD number: 162858
Registered since: July 31, 2012
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: HNWI58.9%
Charitable Organizations39.45%
Corporations / Businesses1.65%
Services: Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Aft, Forsyth & Sober, LLC is an independent, SEC-registered registered investment adviser organized as an LLC and established in 2012. The firm serves individual and family clients with portfolio management services for individuals and small businesses and charges fees as a percentage of assets under management. It is owned by an individual, does not operate as a capital allocator, and does not identify as an active ESG investor, pension consultant, multi-state adviser, or related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Non-Exchange Traded Equities57%
Public Funds/Mutual Funds39%
Cash & Cash Equivalents4%

Contacts

3 of 3

LARRY AFT
PresidentCRD 1747537
JANET SOBER
OwnerCRD 6056620
CHARLES SOBER
PresidentCRD 2386723

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 22

Active vs passive

$192M in ETFs

Passive

100%

$192M

Active

0%

$0

ETF	Provider	Style	Category	Value	Shares	% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)	Invesco	Passive	Large Growth	$38.7M	67,125	20.20%

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Primary office

VALRICO, FL

HILLSBOROUGH

Location

VALRICO, FL

Headquartered in VALRICO, FL, in the South of the United States.

Region: South
County: HILLSBOROUGH
Address: 4355 Lynx Paw Trl
Time zone: ET (UTC-5)
Office locations

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