Aethlon Capital, L.L.C.

Broker-DealerFINRA MemberEst. 1997
Total AUM
—
Advisory reps
2
Avg account
$0

Firm details

Headquarters
Minneapolis, Minnesota
CRD number
42241
Registered since
April 10, 1997

Firm profile

FINTRX

Overview

Aethlon Capital, L.L.C. is organized as a limited liability company and has been SEC-registered since 1997. The firm is owned by an individual and is classified in FINTRX as unclassified. The dataset indicates Aethlon Capital does not act as a capital allocator and is not identified as an active ESG investor. It is also not listed as a multistate adviser, a newly formed adviser, a pension consultant, or a related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • Sima Griffith

    Sima Griffith

    Founder & Managing PrincipalCRD 2407819

  • Kian Roy

    Kian Roy

    AssociateCRD 8138927

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Minneapolis, MN

Hennepin

Location

Minneapolis, MN

Headquartered in Minneapolis, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
Hennepin
Address
1786 James Ave S
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth