Aethlon Capital, L.L.C.

Broker-DealerFINRA MemberEst. 1997
Total AUM
Advisory reps
2
Avg account
$0

Firm details

Headquarters
Minneapolis, Minnesota
CRD number
42241
Registered since
April 10, 1997

Firm profile

FINTRX

Overview

Aethlon Capital, L.L.C. is organized as a limited liability company and has been SEC-registered since 1997. The firm is owned by an individual and is classified in FINTRX as unclassified rather than under a typical RIA subtype. Public profile flags indicate it does not identify as an active ESG investor, is not a multi-state adviser, and is not listed as a capital allocator or a pension consultant. The firm’s public snapshot offers very limited operational detail: there are no disclosed descriptions of its advisory activities, fee schedules, client types, or business lines in the source material. That lack of disclosure constrains what can be inferred about its investment focus, client segmentation, or service model.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • Kian Roy

    Kian Roy

    AssociateCRD 8138927

  • Sima Griffith

    Sima Griffith

    Founder & Managing PrincipalCRD 2407819

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Minneapolis, MN

Hennepin

Location

Minneapolis, MN

Headquartered in Minneapolis, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
Hennepin
Address
1786 James Ave S
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth