AETHLON CAPITAL, L.L.C

Broker-DealerFINRA MemberEst. 1997
Total AUM
Advisory reps
2
Avg account
$0

Firm details

Headquarters
MINNEAPOLIS, Minnesota
CRD number
42241
Registered since
April 10, 1997

Firm profile

FINTRX

Overview

Aethlon Capital, L.L.C. is organized as a limited liability company and appears on SEC records dating back to 1997. The firm is listed as owner-managed (individual owner) and is classified in FINTRX as "Unclassified." The snapshot identifies the firm neither as a capital allocator nor as an active ESG investor; it also is not flagged as a multi-state adviser, a pension consultant, or a related adviser. Public FINTRX fields for client types, fee arrangements, business activities, and advisory services are left blank in the available snapshot. That absence of disclosed operating details makes it difficult to characterize the firm's client focus or service model from the provided data alone.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • KIAN ROY

    AssociateCRD 8138927

  • SIMA GRIFFITH

    Founder & Managing PrincipalCRD 2407819

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

MINNEAPOLIS, MN

HENNEPIN

Location

MINNEAPOLIS, MN

Headquartered in MINNEAPOLIS, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
HENNEPIN
Address
1786 James Ave S
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth