Aethlon Capital, L.L.C.
Firm details
- Headquarters
- Minneapolis, Minnesota
- CRD number
- 42241
- Registered since
- April 10, 1997
- Website
- aethlon.com
Firm profile
FINTRXOverview
Aethlon Capital, L.L.C. is organized as a limited liability company and has been SEC-registered since 1997. The firm is owned by an individual and is classified in FINTRX as unclassified rather than under a typical RIA subtype. Public profile flags indicate it does not identify as an active ESG investor, is not a multi-state adviser, and is not listed as a capital allocator or a pension consultant. The firm’s public snapshot offers very limited operational detail: there are no disclosed descriptions of its advisory activities, fee schedules, client types, or business lines in the source material. That lack of disclosure constrains what can be inferred about its investment focus, client segmentation, or service model.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
2 of 2
Kian Roy
AssociateCRD 8138927

Sima Griffith
Founder & Managing PrincipalCRD 2407819
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Minneapolis, MN
Hennepin
Location
Minneapolis, MN
Headquartered in Minneapolis, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.
- Metro area
- Minneapolis-St. Paul, MN-WI
- Region
- Midwest
- County
- Hennepin
- Address
- 1786 James Ave S
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
SIA Securities Corporation
Broker-DealerMinneapolis, MN
Riversource Distributors, Inc.
Broker-DealerMinneapolis, MN
Piper Sandler & Co
Broker-DealerMinneapolis, MN
Ameriprise Financial Services, LLC
Broker-DealerMinneapolis, MN
Allianz Life Financial Services, LLC
Broker-DealerMinneapolis, MN
Cliftonlarsonallen Wealth Advisors, LLC
Broker-DealerMinneapolis, MN