AE Wealth Management, LLC

RIASEC Registered

Total AUM

$49.8B

Discretionary

$49.8B

100% of AUM

Avg account

$176K

Accounts

282,995

Employees

630

Advisory reps

476

Firm details

Headquarters: Topeka, Kansas
CRD number: 282580
Registered since: February 17, 2016
Website: aewealthmanagement.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals60.6%
HNWI38.28%
Corporations / Businesses0.71%
Pension & Profit Sharing Plans0.39%
Charitable Organizations0.02%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

AE Wealth Management, LLC is an independent registered investment adviser that began SEC registration in 2016. The firm serves both individual and family clients as well as institutional clients, offering a mix of financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, manager selection, and client education through publications and seminars. Its fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. AE Wealth also maintains industry relationships across broker-dealers, accounting and law firms, insurance companies, and real estate brokers. FA Magazine included the firm on its Top RIA Firms list in 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Public Funds/Mutual Funds58%
Exchange Traded Equities33%
Cash & Cash Equivalents6%
US Government Bonds1%
Investment Grade Corp Bonds1%

Owners & executives

3 of 33

Vincent Virga
CEO & FounderCRD 5070668
Christopher Jones
Founder & CEOCRD 4289255
Kristine Skomer
Chief Compliance Officer, Investment Advisor RepresentativeCRD 4345279