AE Wealth Management, LLC

RIASEC RegisteredEst. 2016

Total AUM

$49.8B

Discretionary

$49.8B

100% of AUM

Avg account

$176K

Accounts

282,995

Employees

630

Advisory reps

464

Firm details

Headquarters: Topeka, Kansas
CRD number: 282580
Registered since: February 17, 2016
Website: aewealthmanagement.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals60.6%
HNWI38.28%
Corporations / Businesses0.71%
Pension & Profit Sharing Plans0.39%
Charitable Organizations0.02%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

AE Wealth Management, LLC is an independent, SEC-registered advisory firm (registered in 2016) that serves both individual and institutional clients. The firm charges fees on a percentage-of-AUM basis and also uses hourly and fixed-fee arrangements. Its advisory services include financial planning; portfolio management for individuals, small businesses and institutions; pension consulting; selecting other advisers; and client education through publications and workshops. AE Wealth maintains relationships across the financial ecosystem—broker-dealers, other investment advisers, accountants, law firms, insurance companies and real estate brokers—which supports a multi-disciplinary delivery model. The firm is not positioned as an active ESG investor. AE Wealth was recognized by FA Magazine in 2020 on its "Top RIA Firms" list.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Public Funds/Mutual Funds58%
Exchange Traded Equities33%
Cash & Cash Equivalents6%
US Government Bonds1%
Investment Grade Corp Bonds1%

Owners & executives

3 of 31

Vincent Virga
CEO & FounderCRD 5070668
Christopher Jones
Founder & CEOCRD 4289255
Kristine Skomer
Chief Compliance Officer, Investment Advisor RepresentativeCRD 4345279