AE Wealth Management, LLC

RIASEC RegisteredEst. 2016

Total AUM

$49.8B

Discretionary

$49.8B

100% of AUM

Avg account

$176K

Accounts

282,995

Employees

630

Advisory reps

449

Firm details

Headquarters: Topeka, Kansas
CRD number: 282580
Registered since: February 17, 2016
Website: aewealthmanagement.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals60.6%
HNWI38.28%
Corporations / Businesses0.71%
Pension & Profit Sharing Plans0.39%
Charitable Organizations0.02%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

AE Wealth Management, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2016. The firm serves both individual and family clients as well as institutional clients, offering financial planning, portfolio management for individuals and businesses, pension consulting, manager selection, and client education through publications and seminars. Fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee engagements. The firm lists a range of industry affiliations, including broker-dealer and insurance relationships, and maintains connections with other advisers, accounting and law firms, and real estate brokers. AE Wealth Management does not describe itself as an active ESG investor, and it is not designated as a capital allocator — its alternative exposures are implemented through external managers rather than internal fund platforms. The firm received recognition from FA Magazine as a Top RIA firm in 2020.