AE FINANCIAL & RISK MANAGEMENT, INC.

Overview

AE Financial & Risk Management, Inc. is an independent registered investment adviser that combines fee-based financial planning, discretionary portfolio management for individuals and small businesses, and adviser selection services. The firm is owned by an individual and also operates as an insurance broker, indicating a hybrid service model that blends investment advice with risk-transfer and insurance solutions. Its client base spans individual and family clients as well as some institutional relationships, and its fee structure includes percentage-of-AUM billing alongside hourly and fixed-fee engagements. Investment activity shows a clear tilt toward equities as the primary allocation focus. The firm acts as a capital allocator, using third-party managers where appropriate, and it does not position itself as an active ESG investor. Advisory services emphasize tailored planning and portfolio management for smaller private clients, with the capability to select and supervise outside managers for specific mandates.

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Location & Offices