ADVISOR RESOURCE COUNCIL

RIASEC RegisteredEst. 2012
Total AUM
$3.5B
Discretionary
$3.4B
97% of AUM
Avg account
$295K
Accounts
11,836
Employees
119
Advisory reps
84

Firm details

Headquarters
DALLAS, Texas
CRD number
164109
Registered since
June 1, 2012
Custodians
LPL FINANCIAL LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI53.82%
  • Individuals42%
  • Pension & Profit Sharing Plans3.27%
  • Charitable Organizations0.5%
  • Corporations / Businesses0.41%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Advisor Resource Council is an independent, SEC-registered registered investment adviser organized as an LLC and in operation since 2012. The firm functions as a capital allocator and serves both individual/family and institutional clients. Its advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting and selection of outside advisers. The firm also operates as an insurance broker and charges clients via asset-based fees as well as hourly and fixed-fee arrangements. Advisor Resource Council was included on Forbes’ Top RIA lists in both 2023 and 2024. The adviser does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 67%, Exchange Traded Equities 19%, Cash & Cash Equivalents 5%, US Government Bonds 3%, Non-Investment Grade Corp Bonds 2%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Derivatives 1%, Private Funds 1%67%
  • Public Funds/Mutual Funds67%
  • Exchange Traded Equities19%
  • Cash & Cash Equivalents5%
  • US Government Bonds3%
  • Non-Investment Grade Corp Bonds2%

Owners & executives

3 of 6
  • DOUGLAS HEAGREN

    Founder and CEOCRD 5020860

  • PAUL BENGE

    Chief Investment OfficerCRD 1526840

  • SARAH PAIS

    Chief Executive OfficerCRD 5182838

Unlock 3 more executives

Contacts

3 of 78
  • Nicholas Moore

    Senior TraderCRD 6516853

  • Shawn Clagg

    Investment Advisor RepresentativeCRD 7451096

  • LAURA ENGLISH

    Client ServicesCRD 6113069

Unlock 75 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 168

Active vs passive

$242M in ETFs

Passive

89%

$215M

Active

9%

$26.6M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$49.8M76,62420.61%

Location

Primary office

DALLAS, TX

DALLAS

Location

DALLAS, TX

Headquartered in DALLAS, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
DALLAS
Address
15110 Dallas Pkwy
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth