Advising for Life, LLC

RIASEC Registered
Total AUM
$4.7M
Discretionary
$4.5M
96% of AUM
Avg account
$89.2K
Accounts
53
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
336634
Custodians
ALTRUIST FINANCIAL LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI55.77%
  • Individuals44.23%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Advising For Life, LLC is a small, independent registered investment adviser that serves individual and family clients. The firm provides financial planning, portfolio management for individuals and small businesses, and selects external advisers on clients’ behalf. Its fee structure includes asset-based fees, hourly charges, and fixed fees. The firm acts as a capital allocator, placing client capital with third-party managers when appropriate. Advising For Life does not identify as an active ESG investor and lists an industry affiliation with accountants.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 68%, Public Funds/Mutual Funds 27%, Cash & Cash Equivalents 5%68%
  • Exchange Traded Equities68%
  • Public Funds/Mutual Funds27%
  • Cash & Cash Equivalents5%

Contacts

1 of 1
  • Dominic Dougherty

    Dominic Dougherty

    OwnerCRD 6897770

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth