Advise Financial

RIASEC RegisteredEst. 2016

Total AUM

$42.4M

Discretionary

$36.8M

87% of AUM

Avg account

$131K

Accounts

323

Employees

Advisory reps

Firm details

Headquarters: Boca Raton, Florida
CRD number: 282087
Registered since: January 20, 2016
Website: advise-financial.com
Custodians: INTERACTIVE BROKERS LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Subscription Fees, Fixed Fees
Client types: Individuals63.72%
HNWI28.5%
Corporations / Businesses4.74%
Pension & Profit Sharing Plans3.04%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Advise Financial is an independent, SEC-registered Registered Investment Adviser formed as an LLC and operating since 2016. The firm is individually owned and focuses on providing financial planning and portfolio management primarily for individuals, families and small businesses. It serves both individual/family and institutional clients and charges a mix of fee arrangements, including a percentage of assets under management, hourly fees, subscription fees and flat fees. The adviser does not market itself as an ESG investor, is not a multi-state adviser, and does not act as a capital allocator.