Advise Financial

RIASEC RegisteredEst. 2016

Total AUM

$42.4M

Discretionary

$36.8M

87% of AUM

Avg account

$131K

Accounts

323

Employees

Advisory reps

Firm details

Headquarters: Boca Raton, Florida
CRD number: 282087
Registered since: January 20, 2016
Website: advise-financial.com
Custodians: INTERACTIVE BROKERS LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Subscription Fees, Fixed Fees
Client types: Individuals63.72%
HNWI28.5%
Corporations / Businesses4.74%
Pension & Profit Sharing Plans3.04%
Services: Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Advise Financial operates as an independent registered investment adviser organized as an LLC and owned by an individual. The firm serves both individual and family clients as well as institutional relationships, offering financial planning, portfolio management for individuals and small businesses, and educational workshops. Its fee model is flexible: percentage-of-AUM fees are available alongside hourly billing, subscription arrangements, and fixed-fee engagements. The firm does not identify as an active ESG investor and does not act as a capital allocator (it relies on third-party managers for alternative exposures).