ADVICE & PLANNING SERVICES LLC

Overview

Advice & Planning Services LLC is an independent registered investment adviser that services individual and family clients with a clear orientation toward equity portfolios. Since its SEC registration in 2021 the firm has built a practice that blends fee-based portfolio management with planning work and broker-dealer/insurance distribution activities. Its advisory offering covers financial planning and portfolio management for individuals and small businesses, and the firm charges a mix of percentage-of-AUM, hourly and fixed fees. Investment activity is concentrated in exchange-traded equities and related strategies, with equities identified as the firm’s preferred asset class. The firm uses third-party mutual funds for broader exposure and allocates to real estate through external alternative managers when seeking non-correlated or yield-focused exposure. As a multi-state adviser and a registered representative of a broker-dealer, Advice & Planning Services LLC combines advisory-only relationships with broker-sourced and insurance-based business lines.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices