ADVENT CAPITAL LLC

Overview

Advent Capital LLC is an independent registered investment adviser that serves individuals and families, with a business focus on financial planning and portfolio management for individuals and small businesses. The firm charges a percentage-of-AUM fee schedule and also reports performance-based fees for at least some client relationships, suggesting they manage performance-sensitive strategies or separate accounts for select clients. Their stated investment preference balances equities and fixed income: exchange-traded equities are the single largest asset type on the books, while fixed-income instruments are identified as a firm preference. Advent is not an active ESG investor and does not position itself as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices