ADVANTAGE INVESTMENT MANAGEMENT

RIASEC RegisteredEst. 2022

Total AUM

$215M

Discretionary

$168M

78% of AUM

Avg account

$584K

Accounts

369

Employees

Advisory reps

Firm details

Headquarters: LOUISVILLE, Kentucky
CRD number: 146493
Registered since: May 2, 2022
Website: www.aim-rps.com
Custodians: CHARLES SCHWAB & CO., INC., NATIONWIDE SECURITIES, LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI51.33%
Individuals33.74%
Pension & Profit Sharing Plans11.6%
Charitable Organizations3.3%
Corporations / Businesses0.01%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPension Consulting

Firm profile

FINTRX

Overview

Advantage Investment Management is an independent, SEC-registered RIA organized as an LLC and registered in 2022. The firm is owned by an individual and serves both individual/family and institutional clients. Its advisory services include financial planning, portfolio management for individuals and pooled vehicles, and pension consulting. Fee arrangements are mixed — percentage of AUM plus the option for hourly or fixed fees — and the firm identifies as an active ESG investor. Advantage does not operate as a capital allocator; instead, it deploys client capital through discretionary and non-discretionary mandates and uses third-party managers for alternative exposures. The adviser is not registered as a multistate firm, indicating its operations are concentrated within a single state jurisdiction.