Advantage Investment Management
Firm details
- Headquarters
- Louisville, Kentucky
- CRD number
- 146493
- Registered since
- May 2, 2022
- Website
- www.aim-rps.com
- Custodians
- CHARLES SCHWAB & CO., INC., NATIONWIDE SECURITIES, LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI51.33%
- Individuals33.74%
- Pension & Profit Sharing Plans11.6%
- Charitable Organizations3.3%
- Corporations / Businesses0.01%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPension Consulting
Firm profile
FINTRXOverview
Advantage Investment Management is an independently owned registered investment adviser organized as an LLC and registered with the SEC in 2022. The firm serves both individual and family clients as well as institutional investors. Its fee model includes asset-based fees alongside hourly and fixed-fee arrangements, and its advisory services span financial planning, discretionary portfolio management for individuals/small businesses, management of pooled investment vehicles, and pension consulting. The firm identifies as an active ESG investor and is affiliated with an insurance company. Advantage does not position itself as a capital allocator and is structured under individual ownership.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities92%
- US Government Bonds4%
- Cash & Cash Equivalents3%
- State & Local Bonds1%
Contacts
3 of 6
Donald Garton
Managing PartnerCRD 2125313
Michael Cole
Operations ManagerCRD 7270084
Michael Garton
Investment Advisor RepresentativeCRD 7149886
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 7Active vs passive
$9.1M in ETFs
77%
$7M
23%
$2.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO NASDAQ 100 ETF (QQQM) | Invesco | Passive | Large Growth | $3.8M | 12,502 | 41.45% |
Location
Louisville, KY
Jefferson
Location
Louisville, KY
Headquartered in Louisville, KY, anchoring the Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN metro in the South.
- Metro area
- Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN
- Region
- South
- County
- Jefferson
- Address
- 2319 Lime Kiln Ln
- Time zone
- CT (UTC-6)
- Office locations
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