ADRIAN LEE & PARTNERS

RIASEC RegisteredEst. 1999

Total AUM

$21.3B

Discretionary

$21.3B

100% of AUM

Avg account

$1.8B

Accounts

Employees

Advisory reps

Firm details

Headquarters: CO DUBLIN,
CRD number: 110822
Registered since: December 23, 1999
Website: aleepartners.com
Custodians: J.P. MORGAN SECURITIES INC., STATE STREET BANK AND TRUST COMPANY, THE BANK OF NEW YORK MELLON
Fee structure: Percentage of AUM, Performance Based Fees
Client types: State / Municipal Government80.14%
Charitable Organizations13.8%
Pension & Profit Sharing Plans6.02%
Pooled Investment Vehicles0.04%
Services: Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Adrian Lee & Partners is a hedge fund-style investment manager that registers as an SEC adviser and operates as a corporation with both individual and foreign ownership. It describes its primary business activity as acting as a CPO/CTA and provides portfolio management for pooled investment vehicles as well as management for businesses and institutional clients. Client relationships skew institutional, and its compensation combines a percentage-of-AUM component with performance-based fees. The adviser is not positioned as a broad capital allocator or an ESG-focused manager. The firm’s regulatory history traces back to 1999 as its SEC registration year. Its operational profile emphasizes pooled-vehicle management and trading activity consistent with a derivatives-focused trading program rather than traditional long-only asset management.