ADAPTIVE INVESTMENTS

RIASEC RegisteredEst. 2015
Total AUM
$421M
Discretionary
$418M
99% of AUM
Avg account
$60.2M
Accounts
7
Employees
7
Advisory reps
4

Firm details

Headquarters
ALPHARETTA, Georgia
CRD number
281201
Registered since
August 19, 2015
Fee structure
Percentage of AUM
Client types
  • Investment Companies99.27%
  • Other0.73%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Adaptive Investments is an LLC that has been SEC-registered since 2015 and positions itself as an institutional-focused advisory practice. It charges clients on a percentage-of-AUM basis and primarily provides portfolio management services to investment companies and to businesses or institutional clients. The firm is not designated as a multi-state adviser, does not identify as an active ESG investor, and is not listed as a pension consultant or related adviser. Ownership is reported as a mix of a domestic entity and an individual.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 100%100%
  • Exchange Traded Equities100%

Owners & executives

3 of 3
  • GARY WETHERINGTON

    Chief Investment OfficerCRD 2211231

  • GREGORY RUTHERFORD

    President, CEOCRD 2459249

  • BRIAN MACKENZIE

    Chief Compliance OfficerCRD 5258949

Contacts

1 of 1
  • Maria Brookhouser

    Direct OwnerCRD 6702178

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 55

Active vs passive

$354M in ETFs

Passive

96%

$342M

Active

3%

$12.8M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$96M147,67927.10%

Location

Primary office

ALPHARETTA, GA

FULTON

Location

ALPHARETTA, GA

Headquartered in ALPHARETTA, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.

Metro area
Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
Region
South
County
FULTON
Address
12600 Deerfield Pkwy
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth