Adalta Capital Management LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 283771
- Registered since
- May 13, 2016
- Website
- www.adaltacap.com
- Custodians
- CHARLES SCHWAB & CO., INC., J.P. MORGAN SECURITIES INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- HNWI82.01%
- Charitable Organizations12.34%
- Corporations / Businesses2.58%
- Individuals2.24%
- Pension & Profit Sharing Plans0.59%
- Services
- Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers
Firm profile
FINTRXOverview
Adalta Capital Management LLC is a privately held investment adviser organized as an LLC and registered with the SEC in 2016. The firm identifies as a private equity fund manager and serves both individual/family and institutional clients. Its advisory work includes discretionary portfolio management for individuals and small businesses, management of pooled investment vehicles, and the selection of third‑party advisers. Compensation is charged as a percentage of assets under management with performance‑based fees also possible. The firm does not self‑identify as an active ESG investor and is not registered as a multi‑state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities76%
- US Government Bonds17%
- Public Funds/Mutual Funds5%
- Investment Grade Corp Bonds1%
- Private Funds1%
Contacts
3 of 4
Zoe Vlachos
PartnerCRD 2667712
David Rappa
InvestorCRD 5204702
Peter Vlachos
Managing Director & Portfolio ManagerCRD 734740
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 11Active vs passive
$4.2M in ETFs
51%
$2.1M
34%
$2.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| WISDOMTREE FLOATING RATE TREASURY FUND (USFR) | Wisdom Tree | Passive | Ultrashort Bond | $1.1M | 21,395 | 25.80% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 445 Park Ave
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Mountaineer Partners Management, LLC
RIANew York, NY
Old Slip Registered Investment Advisors, LLC
RIANew York, NY
Coltrane Asset Management, L.P.
RIANew York, NY
Silverpeak Real Estate Partners L.P.
RIANew York, NY
The Operators Fund Investment Management, L.P.
RIANew York, NY
Samjo Management, LLC
RIANew York, NY