ACTIVEST WEALTH MANAGEMENT, LLC

RIASEC RegisteredEst. 2018
Total AUM
$1.5B
Discretionary
$1.4B
97% of AUM
Avg account
$826K
Accounts
1,767
Employees
22
Advisory reps
13

Firm details

Headquarters
AVENTURA, Florida
CRD number
156150
Registered since
June 14, 2018
Website
www.activestwm.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC, MORGAN STANLEY & CO. LLC, J.P. MORGAN SECURITIES INC.
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • HNWI96.25%
  • Individuals3.75%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other AdvisersPublication of Periodicals

Firm profile

FINTRX

Overview

Activest Wealth Management, LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2018. The firm positions itself as a capital allocator for individual and family clients, offering comprehensive financial planning alongside discretionary portfolio management for individuals, small businesses and pooled investment vehicles. Its service set includes selecting third‑party managers and publishing client communications. Compensation mixes include a percentage of assets under management, fixed fees and performance‑based fees. Activest is not identified as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 38%, Other 19%, Exchange Traded Equities 16%, US Government Bonds 9%, Investment Grade Corp Bonds 6%, Non-Investment Grade Corp Bonds 4%, Derivatives 4%, Cash & Cash Equivalents 3%38%
  • Public Funds/Mutual Funds38%
  • Other19%
  • Exchange Traded Equities16%
  • US Government Bonds9%
  • Investment Grade Corp Bonds6%

Owners & executives

2 of 2

  • ISAAC WAKSZOL

    CEOCRD 5734442

  • MAURICIO SAIAS

    Chief Operating OfficerCRD 6680793

Contacts

3 of 11

  • CLAUDIA SADDE

    Financial AdvisorsCRD 6540575

  • JOSE FINKELSTEIN

    AdviserCRD 6869760

  • Janessa Suarez

    Wealth Management AssociateCRD 6718526

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 312

Active vs passive

$445M in ETFs

Passive

94%

$419M

Active

6%

$25.8M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$111M171,37225.05%
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Location

Primary office

AVENTURA, FL

MIAMI DADE

Location

AVENTURA, FL

Headquartered in AVENTURA, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
MIAMI DADE
Address
20900 NE 30th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth