Abound Financial
Firm details
- Headquarters
- Granite Bay, California
- CRD number
- 327724
- Registered since
- September 6, 2023
- Website
- liveabound.com
- Custodians
- LPL FINANCIAL LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI67.99%
- Individuals28.74%
- Pension & Profit Sharing Plans2.22%
- Charitable Organizations1.05%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Abound Financial is an independent Registered Investment Adviser organized as an LLC and registered with the SEC in 2023. The firm serves both individual and family clients as well as institutional clients, offering financial planning and portfolio management for individuals, small businesses, and institutions. Ownership is held by an individual principal and the firm charges a mix of percentage-of-AUM and fixed fees. Abound reports being an active ESG investor and is not registered as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities62%
- Public Funds/Mutual Funds34%
- Other2%
- Non-Exchange Traded Equities1%
- Cash & Cash Equivalents1%
Owners & executives
1 of 1
David Laut
CEOCRD 5139179
Contacts
2 of 2
Samuel Smith
Client Services AssociateCRD 7735677
David Hicks
Lead Financial PlannerCRD 7172378
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 130Active vs passive
$395M in ETFs
81%
$318M
3%
$76.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 600(TM) SMALL CAP ETF (SPSM) | State Street | Passive | Small Blend | $27.3M | 473,796 | 6.93% |
Location
Granite Bay, CA
Placer
Location
Granite Bay, CA
Headquartered in Granite Bay, CA, anchoring the Sacramento-Roseville, CA metro in the West.
- Metro area
- Sacramento-Roseville, CA
- Region
- West
- County
- Placer
- Address
- 4180 Douglas Blvd
- Time zone
- PT (UTC-8)
- Office locations
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