AAM

RIASEC RegisteredEst. 2001
Total AUM
$27.5B
Discretionary
$26.7B
97% of AUM
Avg account
$32.5M
Accounts
846
Employees
49
Advisory reps
9

Firm details

Headquarters
Chicago, Illinois
CRD number
109875
Registered since
March 1, 2001
Website
www.aamcompany.com
Custodians
U.S. BANK, N.A., THE BANK OF NEW YORK MELLON
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Insurance Companies98.64%
  • HNWI0.73%
  • Corporations / Businesses0.62%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

AAM is an SEC-registered limited liability company formed in 2001 that operates as a capital allocator to both individual/family and institutional clients. The firm provides fee arrangements that include percentage-of-AUM, fixed fees and performance-based fees and offers portfolio management for individuals, small businesses and institutions as well as selection of other advisers. AAM does not identify as an active ESG investor and is not registered as a multistate adviser. It maintains industry affiliations across broker-dealer channels, other investment advisers, banking/thrift institutions and insurance companies.

Assets & Accounts

Public Holdings

Investments & Alternatives

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Investment Grade Corp Bonds 41%, Other 34%, US Government Bonds 10%, State & Local Bonds 7%, Cash & Cash Equivalents 4%, Non-Investment Grade Corp Bonds 3%, Exchange Traded Equities 1%41%
  • Investment Grade Corp Bonds41%
  • Other34%
  • US Government Bonds10%
  • State & Local Bonds7%
  • Cash & Cash Equivalents4%

Owners & executives

3 of 4
  • Joseph Borgmann

    Joseph Borgmann

    Principal and Chief Financial OfficerCRD 6770255

  • Timothy Senechalle

    Chief Investment OfficerCRD 6997375

  • John Schaefer

    John Schaefer

    Chairman and Chief Executive OfficerCRD 1867983

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Contacts

3 of 5

  • Eric Goodman

    DirectorCRD 4352804

  • Marco Bravo

    Portfolio ManagerCRD 5906195

  • Suzette Huovinen

    Suzette Huovinen

    Senior Vice PresidentCRD 7705540

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 43

Active vs passive

$363M in ETFs

Passive

70%

$255M

Active

18%

$109M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI)VanguardPassiveLarge Blend$77.4M209,16121.29%
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Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
10 S Riverside Plz
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth