9m Investments, LLC

Overview

9m Investments, LLC is a small, independent registered investment adviser owned by an individual and focused on direct portfolio management and financial planning for individuals, families and small businesses. The firm emphasizes discretionary asset management — roughly 91% of assets are managed on a discretionary basis — and supports clients with financial planning, pension consulting and educational workshops. Fee arrangements are flexible: the firm charges a percentage of AUM and also offers hourly and fixed-fee engagements, which aligns with a practice that blends ongoing portfolio oversight with project-based planning work. Investment activity tilts toward pooled vehicles and model-based holdings rather than large-scale direct security selection or active alternative-manager allocation. The adviser is not positioned as a capital allocator to third-party private fund managers, and it does not identify itself as an active ESG investor. Given the firm’s client mix (individual/family and institutional) and the small asset base, its mandate appears to prioritize customized planning and portfolio-level implementation over running large institutional-style funds.

Assets & Accounts

Investments & Alternatives

Location & Offices