9d Capital LLC

RIASEC Registered

Total AUM

$10.6M

Discretionary

$10.6M

100% of AUM

Avg account

$1.2M

Accounts

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 308524
Website: www.9dcapital.com
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI93.39%
Individuals6.61%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

9d Capital LLC is a small, privately owned LLC that acts as a capital allocator for individual and family clients. The firm combines registered representative activity through a broker-dealer with advisory work that includes financial planning and portfolio management across individuals, small businesses, pooled vehicles and institutional/business clients. Services also include selection of third-party advisers and educational seminars or workshops. Fee arrangements include asset-based fees as well as hourly and fixed-fee engagements. The firm is not identified as an active ESG investor, is not a multistate adviser, and does not present as a pension consultant or related adviser in the available data. Ownership is individual rather than institutional.