9d Capital LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 308524
- Website
- www.9dcapital.com
- Custodians
- SEI INVESTMENTS DISTRIBUTION CO.
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- HNWI93.39%
- Individuals6.61%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
9d Capital LLC is a small, privately owned investment advisory and capital-allocation firm organized as an LLC and registered in New York. The firm serves individual and family clients and functions both as an adviser and as a registered representative of a broker‑dealer. Its advisory services include financial planning, portfolio management for individuals and small businesses, manager selection, and educational seminars or workshops. Fee arrangements are mixed — percentage of AUM, fixed fees, and performance‑based fees are all used. The firm identifies itself as a capital allocator and participates in sponsor/GP and managing‑member roles for pooled investment vehicles. It does not market itself as an active ESG investor.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 244 5th Ave
- Time zone
- ET (UTC-5)
- Office locations
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