9d Capital LLC

RIAState Registered
Total AUM
$10.6M
Discretionary
$10.6M
100% of AUM
Avg account
$1.2M
Accounts
9
Employees
3
Advisory reps
3

Firm details

Headquarters
New York, New York
CRD number
308524
Custodians
SEI INVESTMENTS DISTRIBUTION CO.
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • HNWI93.39%
  • Individuals6.61%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

9d Capital LLC is a small, privately owned limited liability company that serves individual and family clients. The firm operates both as an investment adviser and as a registered representative of a broker-dealer, and it describes itself as a capital allocator and sponsor/GP for pooled investment vehicles. Its advisory services include financial planning, portfolio management for individuals and small businesses, manager selection, and educational workshops. Fee arrangements reported include percentage of AUM, fixed fees and performance-based fees. The firm does not identify as an active ESG investor and is not designated as a multi-state adviser in the provided filing.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Other 100%100%
  • Other100%

Contacts

3 of 3
  • Lauralee Donnelly

    Managing DirectorCRD 5396217

  • Sam Hicham Alaoui

    Sam Hicham Alaoui

    Investment BankerCRD 4640450

  • Nazariy Blagyy

    Nazariy Blagyy

    Managing PartnerCRD 7375411

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
244 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth