9d Capital LLC

RIAState Registered
Total AUM
$10.6M
Discretionary
$10.6M
100% of AUM
Avg account
$1.2M
Accounts
9
Employees
3
Advisory reps
3

Firm details

Headquarters
New York, New York
CRD number
308524
Custodians
SEI INVESTMENTS DISTRIBUTION CO.
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • HNWI93.39%
  • Individuals6.61%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

9d Capital LLC is a small, privately owned investment advisory and capital-allocation firm organized as an LLC and registered in New York. The firm serves individual and family clients and functions both as an adviser and as a registered representative of a broker‑dealer. Its advisory services include financial planning, portfolio management for individuals and small businesses, manager selection, and educational seminars or workshops. Fee arrangements are mixed — percentage of AUM, fixed fees, and performance‑based fees are all used. The firm identifies itself as a capital allocator and participates in sponsor/GP and managing‑member roles for pooled investment vehicles. It does not market itself as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Other 100%100%
  • Other100%

Owners & executives

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Contacts

FINTRX

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
244 5th Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth