77 FINANCIAL GROUP

RIASEC Registered

Total AUM

$27.1M

Discretionary

$27.1M

100% of AUM

Avg account

$217K

Accounts

125

Employees

Advisory reps

Firm details

Headquarters: CARLSBAD, California
CRD number: 312367
Custodians: PO BOX 982600
Fee structure: Percentage of AUM, Subscription Fees, Fixed Fees
Client types: Individuals62.78%
HNWI36.93%
Pension & Profit Sharing Plans0.28%
Charitable Organizations0.01%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

77 Financial Group is an independent RIA organized as a limited liability company that serves individual and family clients. Ownership is held by an individual principal. The firm combines advisory services with ancillary roles as an insurance broker and accountant. Its advisory offerings include financial planning, portfolio management for individuals/small businesses and for businesses or institutions, pension consulting, and investor education through periodicals and seminars. The firm charges clients using a mix of percentage-of-AUM fees, subscription fees, and fixed fees. It does not identify as an active ESG investor and is not registered as a multi-state adviser. The firm is not set up as a capital allocator to external managers (per the available data).