5th Street Advisors, LLC

RIASEC Registered
Total AUM
$524M
Discretionary
$361M
69% of AUM
Avg account
$762K
Accounts
688
Employees
7
Advisory reps
4

Firm details

Headquarters
Southport, Connecticut
CRD number
140165
Registered since
June 25, 2007
Custodians
NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI52.82%
  • Pension & Profit Sharing Plans31.06%
  • Corporations / Businesses9.37%
  • Individuals6.75%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

5th Street Advisors, LLC is an independent, individually owned registered investment adviser that has been SEC-registered since 2007. The firm serves both individual and family clients as well as institutional clients, providing financial planning and portfolio management services for individuals, small businesses, and institutions. Its billing is flexible: percentage-of-AUM arrangements sit alongside hourly and fixed-fee engagements. Filings and holdings suggest a manager that constructs portfolios largely from pooled public funds rather than from direct private fund commitments or in-house capital allocation.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 77%, US Government Bonds 13%, Exchange Traded Equities 8%, Cash & Cash Equivalents 2%77%
  • Public Funds/Mutual Funds77%
  • US Government Bonds13%
  • Exchange Traded Equities8%
  • Cash & Cash Equivalents2%

Owners & executives

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Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 36

Active vs passive

$284M in ETFs

Passive

89%

$254M

Active

11%

$30.4M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD FTSE ALL-WORLD EX-US INDEX FUND (VEU)VanguardPassiveForeign Large Blend$42.3M510,09614.90%

Location

Primary office

Southport, CT

Fairfield

Location

Southport, CT

Headquartered in Southport, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
107 John St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth