5C CAPITAL MANAGEMENT, LLC

RIASEC RegisteredEst. 2017

Total AUM

$648M

Discretionary

$619M

96% of AUM

Avg account

$342K

Accounts

1,897

Employees

Advisory reps

Firm details

Headquarters: WOODCLIFF LAKE, New Jersey
CRD number: 284213
Registered since: January 3, 2017
Website: 5cwealth.com
Custodians: CHARLES SCHWAB & CO., INC., RBC CAPITAL MARKETS, LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
Client types: HNWI77.96%
Individuals18.95%
Pension & Profit Sharing Plans2.43%
Corporations / Businesses0.6%
Charitable Organizations0.05%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

5c Capital Management, LLC is an independent registered investment adviser and capital allocator that serves both high-net-worth individuals and institutional clients. The firm was SEC-registered in 2017 and operates as a limited liability company under individual ownership. Its advisory services span comprehensive financial planning, discretionary portfolio management for individuals, small businesses and institutions, pension consulting, manager selection, and client education through seminars and workshops. Investment posture is equity-focused: filings show a clear preference for exchange-traded equities as the largest asset class under management. The firm combines fee models — percentage of AUM, hourly, fixed fees and commissions — to accommodate different client engagements. 5c Capital does not identify as an active ESG investor in its filings and it uses third-party managers when allocating to alternative strategies, reflecting a mix of in-house portfolio management and outsourced manager selection.