56 CAPITAL PARTNERS, LTD

RIASEC Registered
Total AUM
$113M
Discretionary
$82.2M
73% of AUM
Avg account
$208K
Accounts
546
Employees
3
Advisory reps
3

Firm details

Headquarters
COLORADO SPRINGS, Colorado
CRD number
290938
Custodians
INTERACTIVE BROKERS LLC, TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals36.33%
  • HNWI36.18%
  • Pension & Profit Sharing Plans27.48%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

56 Capital Partners, Ltd. operates as an independent registered investment adviser focused on fee-based planning and portfolio management for individuals, families and small institutions. The firm runs a predominantly equity-oriented investment program, using exchange-traded securities as its primary allocation vehicle while offering discretionary and non-discretionary management. Advisory services include financial planning, ongoing portfolio management for individuals and small businesses, and pension consulting. The firm does not position itself as an active ESG investor and maintains a narrow regulatory footprint rather than a multi-state advisory platform. Investment implementation appears pragmatic and execution-focused: equities and exchange-traded strategies form the core allocation, supplemented by targeted alternative exposures and income-producing products. The firm uses a mix of fee structures (percentage of assets under management plus hourly and fixed fees), which supports both ongoing asset management relationships and project-based planning engagements.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 74%, Cash & Cash Equivalents 10%, Investment Grade Corp Bonds 6%, Non-Investment Grade Corp Bonds 4%, Other 3%, US Government Bonds 1%, State & Local Bonds 1%, Derivatives 1%74%
  • Exchange Traded Equities74%
  • Cash & Cash Equivalents10%
  • Investment Grade Corp Bonds6%
  • Non-Investment Grade Corp Bonds4%
  • Other3%

Contacts

3 of 3
  • ERIN WATKINS

    Investment Advisor RepresentativeCRD 6175779

  • Daniel Easton

    Financial Operations AssociateCRD 7179724

  • DEREK MARTIN

    Investment Advisor RepresentativeCRD 6059805

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

COLORADO SPRINGS, CO

EL PASO

Location

COLORADO SPRINGS, CO

Headquartered in COLORADO SPRINGS, CO, in the West of the United States.

Region
West
County
EL PASO
Address
1465 Kelly Johnson Blvd
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth