49 Financial
Firm details
- Headquarters
- Austin, Texas
- CRD number
- 319484
- Registered since
- September 8, 2022
- Website
- 49financial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Commissions
- Client types
- Individuals46.34%
- HNWI46.15%
- Corporations / Businesses4.03%
- Charitable Organizations2.99%
- Pension & Profit Sharing Plans0.49%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
49 Financial is an independent, SEC-registered registered investment adviser organized as an LLC and operating as a capital allocator to both high-net-worth individuals/families and institutional clients. The firm offers a mix of financial planning and portfolio management services for individuals, small businesses and institutions, and also provides selection-of-other-advisers capabilities. Its business model combines advisory and brokerage/insurance activities: it is a registered representative of a broker‑dealer and acts as an insurance broker, which supports a fee mix that includes percentage-of-AUM fees, fixed fees and commissions. 49 Financial does not present itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds90%
- Exchange Traded Equities9%
- Investment Grade Corp Bonds1%
Owners & executives
2 of 2
Austin Graff
Founder and Chief Investment OfficerCRD 5194678
Scott Bradtmiller
Chief Compliance OfficerCRD 6309018
Contacts
3 of 142
Roy Anderson
Service ManagerCRD 5656542
Elizabeth Odegaard
Vice President of Advisor DevelopmentCRD 5764461
Mitchell Johnson
Registered RepresentativeCRD 6906213
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 202Active vs passive
$939M in ETFs
79%
$740M
13%
$199M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $41M | 54,793 | 4.37% |
Location
Austin, TX
Travis
Location
Austin, TX
Headquartered in Austin, TX, in the South of the United States.
- Region
- South
- County
- Travis
- Address
- 3711 S Mopac Expy
- Time zone
- CT (UTC-6)
- Office locations
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