49 Financial

RIASEC Registered

Total AUM

$1.4B

Discretionary

$1.4B

100% of AUM

Avg account

$224K

Accounts

6,257

Employees

167

Advisory reps

147

Firm details

Headquarters: Austin, Texas
CRD number: 319484
Registered since: September 8, 2022
Website: 49financial.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees, Commissions
Client types: Individuals46.34%
HNWI46.15%
Corporations / Businesses4.03%
Charitable Organizations2.99%
Pension & Profit Sharing Plans0.49%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

49 Financial is an independent registered investment adviser organized as an LLC that registered with the SEC in 2022. The firm serves both individual and family clients as well as institutional and business clients, offering financial planning and discretionary portfolio management across households, small businesses and institutional accounts. It also acts as a capital allocator, selecting third‑party managers on clients’ behalf. The firm conducts broker‑dealer and insurance activities through registered‑rep and insurance broker relationships, and its revenue model includes percentage‑of‑AUM fees, fixed fees and commissions. 49 Financial does not emphasize ESG investing and is not structured as a multi‑state adviser for regulatory purposes. Its advisory services explicitly include selection of other advisers, indicating a willingness to outsource or blend external manager strategies into client portfolios.