49 Financial

RIASEC Registered

Total AUM

$1.4B

Discretionary

$1.4B

100% of AUM

Avg account

$224K

Accounts

6,257

Employees

167

Advisory reps

148

Firm details

Headquarters: Austin, Texas
CRD number: 319484
Registered since: September 8, 2022
Website: 49financial.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees, Commissions
Client types: Individuals46.34%
HNWI46.15%
Corporations / Businesses4.03%
Charitable Organizations2.99%
Pension & Profit Sharing Plans0.49%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

49 Financial is an independent RIA organized as an LLC and registered with the SEC in 2022. The firm serves both individual/family and institutional clients, offering financial planning and portfolio management for individuals, small businesses, and institutions. It also advises on manager selection and operates advisors who are registered representatives of a broker-dealer while maintaining insurance brokerage capabilities. Fee arrangements include AUM-based fees, fixed fees and commission-based business lines. The firm identifies as a capital allocator, deploying client capital across in-house mandates and third‑party managers.