414 INVESTMENTS LLC

Exempt Reporting AdvisorFINRA Member
Total AUM
Accounts
0
Advisory reps
1
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
SANTA MONICA, California
CRD number
315483

Firm profile

FINTRX

Overview

414 Investments LLC is a privately held limited liability company controlled by an individual owner that operates in the pooled‑vehicle space rather than as a traditional advisory firm to retail clients. The firm is identified as a sponsor, general partner and managing member of pooled investment vehicles, which indicates its primary role is creating and managing private funds. It does not flag itself as a multi‑state adviser, a capital allocator, an ESG active investor, a pension consultant, or a related adviser. The organization is classified as unclassified in the snapshot data and does not list standard advisory business activity details such as fee structure or a disclosed client base. That absence, together with its industry affiliations, suggests the business model centers on administering and operating private investment vehicles rather than providing broad wealth management services to external retail accounts.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

1 of 1
  • EVERETT FROST

    Managing MemberCRD 6208951

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

SANTA MONICA, CA

LOS ANGELES

Location

SANTA MONICA, CA

Headquartered in SANTA MONICA, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
2309 Santa Monica Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth