402 Financial

Overview

402 Financial is an owner-run limited liability company operating as an independent registered investment adviser, state-registered in Nebraska. The firm concentrates on private clients—individuals and families—and offers financial planning alongside portfolio management for individuals, small businesses and institutional/business accounts. Its billing mixes percentage-of-AUM fees with hourly and fixed-fee arrangements, reflecting flexibility for different client engagements. The firm is not positioned as a capital allocator and does not identify as an ESG-focused or multi-state adviser. Its advisory scope, per filings, centers on traditional financial planning and discretionary portfolio management rather than specialty consulting or pension services.

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Location & Offices