402 Financial
Firm details
- Headquarters
- ,
- CRD number
- 331726
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals60.16%
- HNWI39.84%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
402 Financial operates as an independent registered investment adviser organized as an LLC and owned by an individual. Its client focus is households and families; the firm provides financial planning and portfolio management services for individuals, small businesses and for business or institutional clients. Compensation comes through a mix of percentage-of-AUM fees plus hourly and fixed-fee arrangements. The firm is not positioned as a capital allocator, does not identify as an active ESG investor, and does not describe itself as a multi-state or newly formed adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds87%
- Cash & Cash Equivalents7%
- Private Funds3%
- Exchange Traded Equities1%
- US Government Bonds1%
Contacts
2 of 2
Joseph Fowler
Co-Owner / Financial PlannerCRD 7470183
Christian Classen
Co-OwnerCRD 7331005
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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