400 CAPITAL MANAGEMENT LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 160089
- Registered since
- March 27, 2012
- Website
- 400capital.com
- Custodians
- J.P. MORGAN SECURITIES INC., THE BANK OF NEW YORK MELLON
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- Pooled Investment Vehicles79.55%
- Other20.45%
- Services
- Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
400 Capital Management LLC is an institutional-focused alternative manager that operates as a CPO/CTA and as a sponsor/GP of pooled investment vehicles. The firm concentrates on running pooled funds and providing portfolio management services for businesses and institutions, using a mix of fee structures that include percentage-of-AUM, fixed fees and performance-based fees. Public filing detail shows a compact set of public equity positions, while the bulk of the firm’s activity sits in private funds and alternative credit strategies. The firm is not an ESG investor by self-report. Investment positioning emphasizes pooled-product management and active oversight of private strategies. As sponsor and manager, the firm structures and runs private equity and hedge fund vehicles alongside other alternative investment formats, suggesting a manager-centric, multi-strategy approach rather than a traditional retail advisory model.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Other83%
- Non-Investment Grade Corp Bonds6%
- Exchange Traded Equities4%
- Cash & Cash Equivalents4%
- US Government Bonds1%
Owners & executives
3 of 4SANG KIM
Deputy COOCRD 4948477
WILLIAM SANDERS
Partner, President & Chief Operating OfficerCRD 1939929
CHRISTOPHER HENTEMANN
Managing Partner and Chief Investment OfficerCRD 2125625
Contacts
3 of 3TODD LEIH
PartnerCRD 4588485
ALAN LANDY
Partner, General CounselCRD 6645020
ALEXANDER CHA
Partner and Head of Portfolio OperationsCRD 2827519
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1Active vs passive
$575M in ETFs
100%
$575M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $575M | 980,400 | 100.00% |
Location
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 660 5th Ave
- Time zone
- ET (UTC-5)
- Office locations
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