400 Capital Management LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 160089
- Registered since
- March 27, 2012
- Website
- 400capital.com
- Custodians
- J.P. MORGAN SECURITIES INC., THE BANK OF NEW YORK MELLON
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- Pooled Investment Vehicles79.55%
- Other20.45%
- Services
- Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
400 Capital Management LLC is an SEC-registered investment manager that operates as a multifaceted fund sponsor and manager. The firm is organized as an LLC and is classified across hedge fund and private equity strategies; it also functions as a commodity pool operator/commodity trading adviser (CPO/CTA). Its client base is institutional, and it provides portfolio management for pooled investment vehicles and for businesses or institutions. Fee arrangements include AUM-based, fixed, and performance fees. 400 Capital positions itself to run and sponsor pooled vehicles directly while also allocating to external alternative managers. It is not flagged as an active ESG investor and is not structured as a multi-state or pension consultant adviser in the available filings.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Other83%
- Non-Investment Grade Corp Bonds6%
- Exchange Traded Equities4%
- Cash & Cash Equivalents4%
- US Government Bonds1%
Owners & executives
3 of 4
Sang Kim
Deputy COOCRD 4948477
William Sanders
Partner, President & Chief Operating OfficerCRD 1939929
Christopher Hentemann
Managing Partner and Chief Investment OfficerCRD 2125625
Contacts
3 of 3
Todd Leih
PartnerCRD 4588485
Alan Landy
Partner, General CounselCRD 6645020
Alexander Cha
Partner and Head of Portfolio OperationsCRD 2827519
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1Active vs passive
$575M in ETFs
100%
$575M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $575M | 980,400 | 100.00% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 660 5th Ave
- Time zone
- ET (UTC-5)
- Office locations
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