3RD CHRONICLE

Exempt Reporting AdvisorFINRA Member
Total AUM
Accounts
0
Advisory reps
1
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
, Missouri
CRD number
336357

Firm profile

FINTRX

Overview

3rd Chronicle is organized as a limited liability company that operates primarily as a sponsor, general partner and managing member of pooled investment vehicles. The firm's public filings show no retail or advisory client relationships; instead its activity centers on managing at least one pooled hedge fund vehicle under a single-owner structure. That setup indicates a manager-run private fund business rather than a traditional registered investment advisory practice serving multiple external advisory accounts. Filing flags — such as an unclassified business type, individual owner control and no designation as a multi-state or ESG-focused adviser — point to a compact, owner-controlled manager focused on private fund sponsorship and governance. The lack of reported client accounts and the one-owner, 100% ownership profile suggest decision-making and capital allocation are concentrated at the owner/GP level rather than dispersed across a broad retail or institutional client base.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • DAVID ADKISSON

    Managing Member And Chief Compliance OfficerCRD 5237983

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, MO

SAINT CHARLES

Location

, MO

Headquartered in , MO, anchoring the St. Louis-St. Charles-Farmington, MO-IL metro in the Midwest.

Metro area
St. Louis-St. Charles-Farmington, MO-IL
Region
Midwest
County
SAINT CHARLES
Address
1112 1st Capitol Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth