3j Capital
Firm details
- Headquarters
- Sao Paulo,
- CRD number
- 292257
- Registered since
- February 27, 2018
- Website
- 3jcapitalgroup.com
- Custodians
- JULIUS BAR, CBH
- Fee structure
- Percentage of AUM, Commissions, Other
- Client types
- HNWI97.78%
- Pooled Investment Vehicles2.22%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
3j Capital is a small, privately owned investment adviser and broker-dealer that registered with the SEC in 2018. The firm serves both individual and institutional clients, offering financial planning and discretionary portfolio management across individual accounts, pooled investment vehicles and business/institutional mandates. Its stated investment tilt is toward credit and fixed-income strategies, with significant direct allocations to corporate credit instruments. The firm operates a mix of fee arrangements — percentage of AUM, commissions and other fee types — and provides both advisory and brokerage services. 3j Capital is not identified as an active ESG investor and it does not characterize itself as a multi-state adviser. Its business model supports discretionary management and management of pooled vehicles, which enables it to blend liquid fixed‑income positions with third‑party alternative allocations when appropriate.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Non-Investment Grade Corp Bonds50%
- Sovereign Bonds20%
- Investment Grade Corp Bonds20%
- Exchange Traded Equities5%
- Cash & Cash Equivalents5%
Contacts
3 of 5Tatiana Erhardt
PartnerCRD 7085527

Joao Vicente
DirectorCRD 6905903

Joao Serrado
DirectorCRD 6905906
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Sao Paulo, null
Worcester
Location
Sao Paulo, null
Headquartered in Sao Paulo, null, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- County
- Worcester
- Address
- Ave Brigadeiro Faria Lima 2954 Cj 52
- Office locations
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