3j Capital

RIASEC RegisteredEst. 2018
Total AUM
$238M
Discretionary
$238M
100% of AUM
Avg account
$1.7M
Accounts
141
Employees
5
Advisory reps
5

Firm details

Headquarters
Sao Paulo,
CRD number
292257
Registered since
February 27, 2018
Custodians
JULIUS BAR, CBH
Fee structure
Percentage of AUM, Commissions, Other
Client types
  • HNWI97.78%
  • Pooled Investment Vehicles2.22%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

3j Capital is a small, privately owned investment adviser and broker-dealer that registered with the SEC in 2018. The firm serves both individual and institutional clients, offering financial planning and discretionary portfolio management across individual accounts, pooled investment vehicles and business/institutional mandates. Its stated investment tilt is toward credit and fixed-income strategies, with significant direct allocations to corporate credit instruments. The firm operates a mix of fee arrangements — percentage of AUM, commissions and other fee types — and provides both advisory and brokerage services. 3j Capital is not identified as an active ESG investor and it does not characterize itself as a multi-state adviser. Its business model supports discretionary management and management of pooled vehicles, which enables it to blend liquid fixed‑income positions with third‑party alternative allocations when appropriate.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Non-Investment Grade Corp Bonds 50%, Sovereign Bonds 20%, Investment Grade Corp Bonds 20%, Exchange Traded Equities 5%, Cash & Cash Equivalents 5%50%
  • Non-Investment Grade Corp Bonds50%
  • Sovereign Bonds20%
  • Investment Grade Corp Bonds20%
  • Exchange Traded Equities5%
  • Cash & Cash Equivalents5%

Contacts

3 of 5
  • Tatiana Erhardt

    PartnerCRD 7085527

  • Joao Vicente

    Joao Vicente

    DirectorCRD 6905903

  • Joao Serrado

    Joao Serrado

    DirectorCRD 6905906

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Sao Paulo, null

Worcester

Location

Sao Paulo, null

Headquartered in Sao Paulo, null, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
County
Worcester
Address
Ave Brigadeiro Faria Lima 2954 Cj 52
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth