325 Capital

RIASEC RegisteredEst. 2020
Total AUM
$338M
Discretionary
$338M
100% of AUM
Avg account
$48.3M
Accounts
7
Employees
7
Advisory reps
4

Firm details

Headquarters
New York, New York
CRD number
310762
Registered since
October 16, 2020
Custodians
THE BANK OF NEW YORK MELLON
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Charitable Organizations80.52%
  • Pooled Investment Vehicles19.48%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

325 Capital is an SEC-registered hedge-fund–style adviser organized as an LLC and registered in 2020. The firm is owned by an individual and services institutional clients. Its regulatory disclosures list CPO/CTA activities and advisory responsibilities that focus on portfolio management for pooled investment vehicles and for businesses or institutions. Compensation combines a percentage-of-AUM component with performance-based fees and other fee items consistent with hedge-fund economics. The adviser does not identify as an active ESG investor and is not registered as a multi-state adviser. The firm also appears in filings as a sponsor, general partner, or managing member of pooled investment vehicles, reflecting its role running at least one private hedge fund and acting in manager/operational capacities for pooled structures.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 87%, Cash & Cash Equivalents 12%, Non-Exchange Traded Equities 2%87%
  • Exchange Traded Equities87%
  • Cash & Cash Equivalents12%
  • Non-Exchange Traded Equities2%

Contacts

3 of 4
  • Daniel Friedberg

    Daniel Friedberg

    Managing Partner, FounderCRD 7296144

  • Michael Braner

    Michael Braner

    Managing Partner, FounderCRD 7296140

  • Anil Shrivastava

    Anil Shrivastava

    Managing PartnerCRD 7296142

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
757 3rd Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth