21SHARES US LLC

RIASEC RegisteredEst. 2023
Total AUM
$4.4M
Discretionary
$4.4M
100% of AUM
Avg account
$877K
Accounts
5
Employees
25
Advisory reps
5

Firm details

Headquarters
New York, New York
CRD number
328136
Registered since
October 4, 2023
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

21shares US LLC is a limited liability company registered with the SEC in 2023 that serves an institutional client base. Its stated advisory activity is portfolio management for investment companies, and the firm is registered as a security-based swap dealer while also operating in capacities identified as a CPO or CTA. That regulatory and functional mix indicates the firm structures and manages pooled products or managed accounts that make use of security-based swaps and other derivatives to express or hedge exposures on behalf of institutional mandates. The firm charges fees as a percentage of assets under management and is not identified as an active ESG investor, a pension consultant, or a multi-state adviser. 21shares US LLC is not classified under a standard adviser bucket in the snapshot data and is not labeled a capital allocator or related adviser. The combination of swap-dealer registration and CPO/CTA activity suggests a focus on derivative-driven strategies and fund-level portfolio management rather than traditional, long-only discretionary equity or bond wrap programs.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • RUSSELL BARLOW

    CEOCRD 8064331

  • EDEL BASHIR

    Chief Operating OfficerCRD 8065593

Contacts

3 of 3
  • James Denham

    Global Head of ComplianceCRD 8212724

  • ANDRES VALENCIA

    Executive Vice PresidentCRD 8065625

  • DUNCAN MOIR

    PresidentCRD 8065586

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
158 W 27th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth