13D Management LLC

RIASEC RegisteredEst. 2024
Total AUM
$99.4M
Discretionary
$99.4M
100% of AUM
Avg account
$99.4M
Accounts
1
Employees
8
Advisory reps
2

Firm details

Headquarters
New York, New York
CRD number
154009
Registered since
August 12, 2024
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

13D Management LLC is an SEC-registered investment adviser that provides portfolio management for investment companies and pooled investment vehicles. The firm reports an institutional client base and operates under a fee model that combines a percentage-of-AUM charge with performance-based fees. Industry affiliations indicate the firm acts as a sponsor and general partner or managing member of pooled vehicles, which suggests it structures and runs closed-end or private fund vehicles in addition to providing advisory services. The adviser was registered with the SEC in 2024 and is organized as a limited liability company owned by an individual. It does not identify itself as an active ESG investor and is not designated as a multi-state adviser in the source data.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • KI-TAE KIM

    Chief Compliance Officer & Chief Operating OfficerCRD 5751956

Contacts

1 of 1
  • KENNETH SQUIRE

    Founder and PresidentCRD 5800874

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
152 W 57th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth