13D Management LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 154009
- Registered since
- August 12, 2024
- Website
- www.13dactivistfund.com
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Investment Companies100%
- Services
- Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
13D Management LLC is an SEC-registered investment adviser that provides portfolio management for investment companies and pooled investment vehicles. The firm reports an institutional client base and operates under a fee model that combines a percentage-of-AUM charge with performance-based fees. Industry affiliations indicate the firm acts as a sponsor and general partner or managing member of pooled vehicles, which suggests it structures and runs closed-end or private fund vehicles in addition to providing advisory services. The adviser was registered with the SEC in 2024 and is organized as a limited liability company owned by an individual. It does not identify itself as an active ESG investor and is not designated as a multi-state adviser in the source data.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1KI-TAE KIM
Chief Compliance Officer & Chief Operating OfficerCRD 5751956
Contacts
1 of 1KENNETH SQUIRE
Founder and PresidentCRD 5800874
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 152 W 57th St
- Time zone
- ET (UTC-5)
- Office locations
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