120 CAPITAL

Exempt Reporting AdvisorFINRA MemberEst. 2022
Total AUM
Accounts
0
Advisory reps
4
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
BOSTON, Massachusetts
CRD number
319547
Registered since
March 30, 2022

Firm profile

FINTRX

Overview

120 Capital, LLC is an SEC-registered investment adviser organized as an LLC and registered in 2022. The firm is controlled by an individual owner and is classified as unclassified in available filings. It does not report multi-state advisory operations, is not identified as an active ESG investor, and does not list pension consulting or broader capital-allocation services. Filings indicate the firm functions as an investment sponsor and general partner, serving as managing member of pooled investment vehicles.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • SAU YIN CHUNG

    CFOCRD 6902074

  • LIANYONG CHEN

    CEOCRD 6902073

Contacts

2 of 2
  • Hannes Smarason

    Senior Managing DirectorCRD 7719030

  • LEYI WANG

    PartnerCRD 6475878

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

BOSTON, MA

SUFFOLK

Location

BOSTON, MA

Headquartered in BOSTON, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
SUFFOLK
Address
800 Boylston St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth