10 WEST ADVISORS, INC.

RIASEC Registered
Total AUM
$10M
Discretionary
$10M
100% of AUM
Avg account
$625K
Accounts
16
Employees
1
Advisory reps
1

Firm details

Headquarters
Los Angeles, California
CRD number
290598
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM
Client types
  • HNWI100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

10 West Advisors, Inc. is a small, privately owned registered advisory firm that provides portfolio management for individuals and small businesses. The firm operates on a percentage-of-assets fee model and concentrates its client work on individual and family relationships rather than institutional mandates. It does not advertise an ESG investment focus, is not positioned as a pension consultant or capital allocator, and does not appear to operate as a multi-state or related adviser network.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 100%100%
  • Exchange Traded Equities100%

Contacts

1 of 1
  • TOAN TRAN

    PrincipalCRD 6203553

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Los Angeles, CA

LOS ANGELES

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
145 S Fairfax Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth