RIAs: Under $100M AUM
12,989 RIAs in the Under $100M AUM range, ranked by reported regulatory assets.
Ajax Asset MgmT., LLC
RIALos Angeles, CA
AUM $43MTEAM 1REPS 1
Harris Financial Services, Inc.
RIAOshkosh, WI
AUM $43MTEAM 2REPS 1
Southern Capital Management Corporation
RIACharleston, SC
AUM $43MTEAM 2REPS 2
Beaulieu & Associates, LLC
RIASomers, CT
AUM $43MTEAM 2REPS 2
Next Steps Advisors, Inc.
RIABellevue, WA
AUM $43MTEAM 1REPS 1
Mountain Wealth Management, LLC
RIABozeman, MT
AUM $43MTEAM 2REPS 2
Directional Advisors
RIAAUM $43MTEAM 3REPS 3
Based Capital Wealth LLC
RIADurham, NC
AUM $43MTEAM 2REPS 2
Stuyvesant Capital Management Corporation
RIAArmonk, NY
AUM $43MTEAM 2REPS 3
A & L Personal Business Management, LLC
RIAAUM $43MTEAM 1REPS 1
Seren Wealth Advisors, LLC
RIAAUM $43MTEAM 1REPS 1
Piedmont Capital Asset Management LLC
RIAAUM $43MTEAM 1REPS 1
Wander Financial Services, LLC
RIAAUM $43MTEAM 2REPS 1
Rogers Financial Advisory Group, LLC
RIAGreenville, SC
AUM $42.9MTEAM 3REPS 3
Secure Investment Management, LLC
RIATucson, AZ
AUM $42.9MTEAM 31REPS 21
Parkmont Wealth Advisors LLC
RIAFremont, OH
AUM $42.9MTEAM 6REPS 4
Stevard LLC
RIAAUM $42.9MTEAM 1REPS 3
MCM Advisory, LLC
RIARichland, WA
AUM $42.9MTEAM 1REPS 2
Alpha Capital Research, LLC
RIAGlastonbury, CT
AUM $42.9MTEAM 2REPS 2
Baker Wealth Group LLC
RIALagrange, GA
AUM $42.9MTEAM 1REPS 1
Wealth Management Of Kentucky, Inc.
RIALexington, KY
AUM $42.9MTEAM 3REPS 3
Clifford Financial Planning, Inc.
RIASanta Rosa, CA
AUM $42.9MTEAM 2REPS 1
Tomchaney Investment Services, Inc.
RIAOrland Park, IL
AUM $42.9MTEAM 1REPS 1
Compass Wealth Advisors
RIAPetaluma, CA
AUM $42.8MTEAM 1REPS 1
Other AUM ranges
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